Sims Capital Management LLC

Sims Capital Management LLC, established in 2003 and located in Milwaukee, WI, specializes in managing funds and separate accounts for individuals. With a total of $56,014,915 under management as of December 31, 2024, SCM primarily invests in equities with a focus on value and growth stocks. The firm charges a fee of 0.75% for its closed-end mutual fund and 1.00% for separate accounts, with a minimum annual fee of $10,000. SCM does not charge performance-based fees to avoid encouraging risky behavior. The minimum investment for the Eagle Capital Growth Fund, Inc. is $9.75 per share, while a $1,000,000 minimum is preferred for separate accounts. Clients have discretion over voting their securities and can opt out of SCM voting on their behalf. SCM maintains a Code of Ethics to prioritize clients' interests and does not compensate for client referrals. Clients receive account statements directly from the custodian, and SCM has discretionary authority over client accounts unless specified otherwise. SCM uses Charles Schwab for brokerage services and does not receive compensation from them. Clients are encouraged to review custodian statements for accuracy.