Thomas Leo Advisory, LLC

Thomas Leo Advisory, LLC, operating as Dolan Wealth Management, is a Minneapolis-based financial advisor firm founded in Minnesota. The firm specializes in providing a wide range of investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations, and various business entities. As a fiduciary, the firm is committed to acting in the best interest of clients, offering asset management services tailored to individual needs. Portfolios may include stocks, bonds, ETFs, options, mutual funds, and other securities, continuously monitored and rebalanced as needed. The firm utilizes third-party money managers for portfolio implementation, ensuring proper licensing and registration. Clients have the option to grant investment discretion to the firm, allowing for securities transactions and portfolio management. The firm's fee structure for asset management services does not exceed 1.00% annually, billed on a pro-rata basis. Clients may incur transaction fees, and the firm does not charge performance-based fees. Thomas Leo Advisory, LLC does not have custody of client funds or securities, and clients receive account statements directly from qualified custodians. The firm does not receive soft dollars in excess of regulatory limits and does not engage in directed brokerage. Clients are encouraged to review the firm's Code of Ethics, investment strategies, and risk factors outlined in the brochure for a comprehensive understanding of the firm's practices.