Carroll Investors, Inc.

Carroll Investors, Inc. is a registered investment adviser based in Mt Pleasant, SC, established on 01/01/2021, with Stephen Carroll as the President and sole owner. The firm offers discretionary portfolio management services, granting authority to manage client accounts without prior approval for transactions. They primarily advise on exchange-traded securities, focusing on growth stocks. The firm may also recommend various investments based on client goals. Carroll Investors, Inc. acts as a fiduciary, obligated to act in clients' best interests, especially regarding rollover recommendations for retirement accounts. The firm manages $213,328,684 in client assets on a discretionary basis. Fees for portfolio management services range from 1.00% to 3.00% annually, billed quarterly based on account balance. The firm may combine account values of family members to determine applicable fees. Clients are not required to have a minimum account size, but a minimum annual fee of 1% may apply. Carroll Investors, Inc. does not accept performance-based fees or engage in side-by-side management. Clients have the option for non-discretionary portfolio management services, where transactions require client approval. The firm's investment strategies focus on long-term growth equity, with a holistic approach to selecting individual companies. Clients are advised to consult a tax professional regarding investment tax implications. Carroll Investors, Inc. does not vote proxies on behalf of clients and does not receive compensation for client referrals. The firm does not have custody of client funds but may facilitate wire transfers with client authorization. Clients receive trade confirmations and statements from the custodian. The firm does not have any disciplinary events to report and does not participate in class action lawsuits on behalf of clients. Carroll Investors, Inc. does not have financial conditions impairing its ability to meet commitments. The firm offers investment discretion and may aggregate trades for efficiency. Clients are responsible for voting securities and are encouraged to consult with a tax professional before making IRA rollover decisions.