Mindful Wealth LLC

Mindful Wealth LLC, founded in 2018 by David M. Dickman, is a Registered Investment Advisor based in Illinois. The firm specializes in providing comprehensive investment advice, financial planning, retirement planning, estate planning, and insurance analysis services to high-net-worth individuals/families, business owners, ERISA plans, and private foundations. Investment advisory services are tailored to clients' goals and risk tolerance, primarily utilizing exchange-listed securities, mutual funds, and alternative solutions. Mindful Wealth LLC operates as a fee-only firm, charging a percentage of assets under management, with fees ranging from 65 to 95 basis points based on the AUM tier. The firm acts as a fiduciary, prioritizing clients' best interests and disclosing any conflicts of interest. Investment discretion is granted to manage clients' portfolios through Charles Schwab, with regular reviews and client meetings. Mindful Wealth LLC does not accept performance-based fees and emphasizes traditional investment strategies while considering various risks like market, inflation, and business risks. David M. Dickman, the founder, has over 30 years of financial industry experience and holds degrees in Economics and Finance. The firm has no disciplinary actions, and David Dickman is the sole member overseeing operations, with compliance oversight by Susan E. Mitchell. Mindful Wealth LLC does not engage in soft dollar practices and maintains transparency in its fee structure and client relationships.