Revolution Capital, LLC

Revolution Capital, LLC, established in January 2019, offers portfolio management services tailored to individual client goals, risk tolerance, and time horizons. The firm requests discretionary authority from clients to select securities and execute transactions, aiming to align investment decisions with fiduciary duties. Revolution Capital provides services such as pension consulting, financial planning, and accounting/tax services through its affiliate, Revolution Tax LLC. Additionally, the firm offers Outsourced Chief Investment Officer (OCIO) services for foundations, endowments, and family offices. Investment strategies include long-term trading, margin transactions, and options trading, with a focus on risk management. Clients may impose restrictions on investments, and RevCap acts as a portfolio manager for a wrap fee program. The firm's fee structure includes asset-based fees, fixed fees, and hourly fees, with fees paid in arrears. RevCap discloses potential conflicts of interest, such as receiving compensation from sponsors and service providers. The firm's methods of analysis include fundamental analysis, modern portfolio theory, and technical analysis. RevCap's Code of Ethics covers various areas, including prohibited activities and conflicts of interest. The firm reviews client accounts periodically and provides quarterly reports detailing account information and performance. Charles Schwab & Co., Inc. Advisor Services provides institutional trading and custody services for RevCap's clients. RevCap does not compensate non-advisory personnel for client referrals and does not directly or indirectly compensate for client referrals. The firm has limited custody of client assets and provides discretionary and non-discretionary investment advisory services. RevCap does not accept voting authority for client securities and does not solicit prepayment of fees exceeding $1,200 per client.