Crown Capital Securities, L.p.

Crown Capital Securities, L.P. is a SEC-registered investment advisor and broker-dealer established in 1999, based in Orange, California. The firm offers investment advisory services through non-discretionary or discretionary agreements. Clients can participate in various Wrap Fee Programs, including the Crown Heritage Adviser360, Model Management, Wrap Strategists, and Separate Accounts programs. The minimum investment required for these programs is $25,000 or $100,000, depending on the program. Advisory Associates manage accounts on an ongoing basis, providing periodic reviews and recommendations. Clients are charged advisory fees based on a percentage of assets under management, with fees negotiable at the firm's discretion. The firm discloses material changes and conflicts of interest, including receiving compensation from third parties and revenue sharing arrangements. Crown has a Code of Ethics, reviews accounts regularly, and provides detailed information on investment strategies, risk analysis, and client information sharing practices. The firm has disclosed past disciplinary events and legal matters, ensuring transparency and compliance with regulatory requirements. Clients have the option to terminate accounts with a refund of prepaid fees within a specified period. Overall, Crown Capital Securities, L.P. offers a range of investment services with a focus on client transparency and financial integrity.