Frank K. Swyden Asset Mgmt., Inc.

Frank K. Swyden Asset Management, Inc. is a registered investment adviser based in Overland Park, Kansas, established in 2018 by Frank K. Swyden. The firm offers discretionary and non-discretionary portfolio management services to individuals, families, and businesses, tailoring each service to meet the specific needs of the client. Clients can choose between discretionary management, where the firm makes all decisions, or non-discretionary management, where clients approve decisions before implementation. The firm operates on a fee schedule based on total account balance, with fees deducted quarterly. As a fiduciary, the firm is obligated to act in the best interests of clients, particularly in retirement account advice. As of 12/31/2024, the firm managed $59,992,302 in assets on a discretionary basis. Investment strategies include a combination of fundamental and technical analysis to achieve safety, stability, growth, and total return. The firm primarily focuses on the U.S. equity market and fixed income securities, maintaining diversified portfolios. Clients have a minimum account size of $10,000, with exceptions possible. The firm does not charge performance-based fees and acts in a fiduciary capacity, putting clients' interests first. Frank K. Swyden, the President and Chief Compliance Officer, has a Bachelor of Arts Degree in Journalism and a background in finance. The firm has no disciplinary history and does not compensate for client referrals. Clients have the authority to grant the firm discretion over their investments, with the firm accepting responsibility for voting client securities. The firm does not hold client funds but requires a third-party custodian. The firm reviews accounts at least quarterly and provides performance reports to clients. Frank K. Swyden does not have any other business activities or financial industry affiliations.