Integrated Wealth Advisory Services, Inc.

Integrated Wealth Advisory Services, Inc. is an SEC-registered investment adviser established in 1984, offering investment advisory services and comprehensive wealth management. The firm's services include portfolio design, asset management, financial planning, retirement planning, and investment in various asset classes. Integrated Wealth's investment adviser representatives meet with clients individually to tailor investment strategies based on their goals and risk tolerance. The firm primarily advises on mutual funds, equities, fixed income securities, and alternative asset classes. Clients may impose restrictions on investments, and Integrated Wealth may recommend third-party money managers for core investment strategies. The firm charges fees based on a percentage of assets under management, with fees payable quarterly. Integrated Wealth also provides retirement plan services and IRA rollover recommendations, acting as a fiduciary in clients' best interests. The firm does not accept performance-based fees and discloses potential conflicts of interest, such as compensation from product sales. Integrated Wealth exercises investment discretion, managing accounts continuously and providing regular client reports. Clients are urged to review custodian statements for accuracy. The firm does not maintain custody of client assets, except for fee deductions. Integrated Wealth does not engage in soft dollar arrangements and does not aggregate trades. Clients have the option to choose their custodian and brokerage services. The firm has a Code of Ethics and monitors personal securities transactions of its representatives. Integrated Wealth does not pay referral fees and does not vote client securities. The firm discloses potential risks associated with investments and provides information on IRA rollover considerations. In the event of trade errors, corrective actions are taken to restore accounts. Integrated Wealth does not initiate or participate in class action lawsuits on behalf of clients.