Providence Financial Advisors, LLC

Providence Financial Advisors, LLC (PFA) is a registered investment adviser based in Kansas, established in 2003. The firm offers individualized portfolio management, investment advisory/consulting, and financial planning services to individuals, trusts, estates, and businesses. PFA's primary service is ongoing portfolio management, where clients can choose between discretionary or non-discretionary management. The firm may also delegate management responsibilities to outside managers under contractual arrangements. PFA does not sponsor a "wrap fee" program but may use outside managers who offer such programs. The firm provides ongoing investment advisory/consulting services and separate financial planning services. PFA acts as a fiduciary, required to act in clients' best interests. As of 11/30/2024, PFA managed approximately $544 million in assets, with fees for portfolio management ranging from 1.50% to 0.25%. The firm does not charge performance-based fees and serves individuals, trusts, estates, businesses, and defined contribution plans. PFA's investment strategy focuses on building globally diversified portfolios using fundamental security analysis. Clients receive regular account statements and performance reports, and the firm reviews accounts quarterly. PFA does not vote proxies for clients but assists with proxy matters upon request. The firm does not have financial conditions triggering additional reporting requirements.