Steffes Financial, Ltd

Steffes Financial, Ltd. is an established firm founded in August 1997 by Gerald C. Steffes, with Grant G. Steffes as the principal owner since January 2025. The firm offers a range of advisory services, including Discretionary Investment Advisory Account Management, Individual Qualified Retirement Account and Tax-Deferred Annuity Investment Consulting, Financial Planning, and Qualified Retirement Plan Services. Clients can impose restrictions on investments based on their values or beliefs. The firm does not participate in wrap fee programs and has over $300 million in assets under management. Fees are based on a percentage of assets managed and are paid quarterly. Steffes Financial does not accept performance-based fees and acts as a fiduciary when providing retirement plan services. The firm uses methods of analysis such as charting, fundamental, and technical analysis. Clients receive regular reports on their accounts and can expect periodic reviews by the firm's advisors. Steffes Financial does not accept voting authority for client securities and has no financial conditions impairing its ability to meet client commitments. The firm and its management have not been involved in bankruptcy petitions in the last ten years.