Kaplan Wealth Management, Inc.

Kaplan Wealth Management, Inc. is a registered investment adviser offering financial planning and investment management services. Founded in 1986, the firm is principally owned by Brad Kaplan and Scott Kaplan. As of December 2024, the firm had approximately $83,393,420.00 in assets under management, managed on a discretionary basis. Services include financial planning encompassing cash flow forecasting, retirement planning, estate planning, and more. Investment portfolios are primarily allocated among mutual funds, ETFs, and independent investment managers. Clients may also invest in privately placed securities and engage in the Guided Wealth Portfolio program offered by LPL Financial. The firm charges fees based on assets under management, with rates varying depending on the portfolio value. There is no minimum account requirement for starting or maintaining an investment management relationship. Kaplan Wealth Management exercises investment discretion on behalf of clients, allowing them to make decisions regarding securities transactions. The firm does not vote client securities and does not accept authority to do so. The principal executive officers, Brad Kaplan and Scott Kaplan, have extensive experience in the financial industry. Kaplan Wealth Management does not receive performance-based fees and has no undisclosed relationships with securities issuers.