T.m. Wealth Management

TM Wealth, LLC, a Limited Liability Company established in Virginia in August 2017, offers personalized investment advisory services, including investment supervisory services, pension consulting services, and financial planning services. The firm provides discretionary and non-discretionary portfolio management services, tailoring investment strategies to individual client goals, risk tolerance, and time horizons. Clients have the option to set restrictions on their accounts, and TM Wealth uses various securities, including equity securities, ETFs, mutual funds, government and corporate debt securities, and options strategies. The firm charges asset-based fees for portfolio management services, ranging from 0.50% to 1.50% based on total assets under management. TM Wealth does not participate in wrap fee programs and has assets under management totaling $157,578,769 for discretionary amounts and $5,207,587 for non-discretionary amounts as of January 13, 2025. The firm's investment strategies include fundamental analysis, modern portfolio theory, and technical analysis, with a focus on long-term trading, short-term trading, short sales, and options trading. TM Wealth does not have a soft dollars program but may receive soft dollar benefits from custodians and broker-dealers. The firm does not receive economic benefits for advice rendered to clients, except for services provided by custodians like Schwab Advisor Services. TM Wealth does not maintain any testimonial, endorsement, or referral relationships for which compensation is provided. The firm provides discretionary investment advisory services, with clients having the option to grant TM Wealth discretionary authority for trading. Clients retain voting authority for their securities, and TM Wealth does not require prepayment of fees exceeding $500 per client. The firm's financial condition is sound, with no bankruptcy petitions in the last ten years.