Alpha Omega Wealth Management, LLC

Alpha Omega Wealth Management, LLC is a registered investment adviser firm established in April 2009. The firm offers discretionary and non-discretionary investment advisory services on a fee-only basis, with fees based on a percentage of assets under management. They also provide financial planning and consulting services, family office services, retirement plan consulting, and investment management services tailored to each client's needs. Alpha Omega primarily uses fundamental analysis for long-term investments and may engage in covered call option writing and put options. The firm does not participate in wrap fee programs and does not accept compensation from the sale of securities. Clients are encouraged to review financial planning issues annually, and account reviews are conducted regularly. Alpha Omega recommends Charles Schwab & Co., Inc. as the custodian for client accounts. The firm receives support services and products from Schwab, which benefit both Alpha Omega and its clients. Alpha Omega does not compensate for client referrals and has not been subject to disciplinary actions. The firm has a Proxy Voting Policy and assists clients in class action lawsuits. Alpha Omega does not foresee any financial conditions that would impair its ability to meet commitments. For more information, clients can contact LeAnn Mitchell, Chief Compliance Officer.