Sbk Financial, Inc.

WealthCrossing, a dba of SBK Financial, Inc., is a Virginia corporation founded in 2005 and registered as an investment adviser with the SEC since May 2005. Principally owned by J. Kevin King, President, Andrea L. Broughton, Vice President, and Stephanie Stumpf, Director, WealthCrossing offers customized investment management services to high-net-worth individuals, trusts, estates, and pension/profit-sharing plans. The firm primarily invests client assets in mutual funds or ETFs and may recommend private investment funds for accredited investors. WealthCrossing tailors services to individual client needs, including tax and estate planning. The firm acts as a fiduciary for retirement accounts, ensuring advice is in the client's best interest. Clients have discretion over financial planning decisions. WealthCrossing charges a negotiable annual investment management fee based on a tiered schedule and imposes a $10,000 annual minimum fee. As of December 31, 2024, the firm managed $1,203,976,372 in assets on a discretionary basis. Clients receive account statements directly from the custodian and have the option to authorize fee deductions. WealthCrossing typically receives discretionary authority to manage client investments and does not vote proxies on behalf of clients. The firm does not have any disciplinary information and does not compensate for client referrals.