U.s. Bancorp Investments, Inc.

U.S. Bancorp Investments, Inc. (USBI) offers financial planning services and other advisory services, operating as a registered investment adviser and broker-dealer. Established in 1974, USBI became SEC registered in 2007 and is a member of FINRA and SIPC. The firm provides financial planning services to help clients meet their investment goals and objectives, creating a fiduciary relationship where client interests are prioritized. Financial planning services are provided without a separate fee, but clients may incur charges for implementing the plan. USBI offers goal-based analysis, asset allocation strategies, and tools for retirement, education funding, and estate planning. The firm's investment strategies are based on client objectives and risk tolerance, with a focus on asset allocation and long-term purchases. USBI does not use performance-based fees and does not manage client assets on a discretionary basis. The firm's financial advisors are registered as broker-dealer and investment adviser representatives, tailoring services to individual client needs. USBI has disclosed disciplinary information related to mutual fund share class selection practices and options positions reporting. The firm's financial advisors are subject to a Code of Ethics and are prohibited from using material non-public information for personal trading. USBI does not provide ongoing advice or review of accounts for financial planning services. Clients may be referred to affiliates, and financial advisors may receive compensation for referrals and participation in incentive programs. The firm does not provide proxy voting services and has no financial condition impairments affecting client commitments.