Guardian Wealth Management

Guardian Wealth Management LLC, established in April 2008 by Earl Todd Berg and Brian Eric Barton, offers investment supervisory services tailored to individual client goals, risk tolerance, and time horizons. The firm creates Investment Policy Statements for each client, covering investment strategy, asset allocation, and regular portfolio monitoring. Financial planning services include comprehensive plans covering topics like asset allocation, education, insurance, and retirement planning. Clients may impose restrictions on investments based on personal values, with a minimum account size of $1,000,000, negotiable fees starting at 0.75%, and quarterly fee payments. GWM does not participate in wrap fee programs and has $151,948,154 in discretionary assets under management as of March 14, 2025. The firm's investment strategies include long-term trading, short sales, and options writing, with a focus on charting, fundamental, technical, and cyclical analysis. GWM does not accept compensation for the sale of securities or engage in performance-based fees. Clients receive at least quarterly account reports, and the firm does not receive economic benefits for advice or compensate non-advisory personnel for client referrals. GWM has custody of client funds when authorized to deduct fees directly from accounts, with procedures in place to ensure proper handling. The firm does not have financial conditions impairing its ability to meet client commitments and has not filed for bankruptcy in the last ten years.