Regents Partners, LLC

Regents Partners, LLC is a financial advisory firm established in June 2020 by R Matthew Tullis. The firm specializes in offering ongoing portfolio management services tailored to individual client goals, risk tolerance, and time horizons. Investment strategies include asset allocation, risk assessment, and regular portfolio monitoring. Clients have the option to grant discretionary authority for securities selection and transactions. Regents Partners, LLC operates as a fiduciary, committed to making investment decisions in the best interest of clients. The firm's services cater to various client types, including individuals, high-net-worth individuals, and charitable organizations, with no minimum account size required. Regarding fees, the firm charges a 1.00% annual fee based on total assets under management. Qualified clients may also incur a 2.00% annual management fee and a 20.00% performance fee on capital appreciation. Clients are responsible for third-party fees, and refunds for fees paid in advance are prorated. Regents Partners, LLC does not participate in wrap fee programs. The firm's investment strategies encompass long-term trading, short sales, margin transactions, and options trading, each carrying varying levels of risk. Clients receive quarterly reports detailing their account status and fees. The firm does not compensate non-advisory personnel for client referrals and does not accept prepayment of fees exceeding $1,200 per client. Regents Partners, LLC exercises investment discretion for client accounts and does not vote on client securities. The firm has not faced any bankruptcy petitions in the past ten years.