Broadway Wealth Solutions

Broadway Wealth Solutions, Inc. is a registered investment advisor firm specializing in fee-based investment advisory services and financial planning. Established as a wholly owned subsidiary of Broadway National Bank, the firm manages custom investment portfolios on a discretionary basis tailored to clients' risk profiles and objectives. Investment strategies include strategic asset allocation, tactical adjustments, and utilizing various securities such as mutual funds, direct indexing strategies, and government securities. The firm may recommend changes in investment allocations to reduce risk or enhance returns. Clients have the option for discretionary or non-discretionary account management, with a preferred minimum account size of $60,000. Fees are tiered based on asset value and are deducted quarterly from client accounts. Broadway Wealth Solutions acts as a fiduciary, obligated to act in clients' best interests. The firm does not accept performance-based fees and delegates proxy voting authority for certain accounts. Clients are encouraged to review custodial statements and have the option to direct brokerage. Additionally, the firm discloses potential conflicts of interest related to its sub-advisory relationship with First Trust Advisors LP. Broadway Wealth Solutions does not vote on proxies for client securities and does not solicit prepayment exceeding $1200 per client.