Imperium Wealth Management, LLC

Imperium Wealth Management, LLC is an SEC registered investment adviser located in San Antonio, TX. The firm offers the Imperium Wealth Management Wrap Fee Program, providing clients with the ability to trade certain investment products without incurring separate brokerage commissions. Clients grant IWM discretionary authority to manage their portfolios, with assets managed by the principal owner, Chris Holden. The Program Fee is charged quarterly based on the market value of assets managed, with a minimum fee of $2,250 initially. The fee structure is tiered based on portfolio value, starting at 1.15% for assets up to $750,000. Clients may impose reasonable restrictions on account management. IWM primarily allocates assets among mutual funds, ETFs, individual securities, and options based on client objectives. The firm offers comprehensive financial planning services, including tax preparation and estate planning. Investment analysis methods include fundamental, technical, and cyclical analysis. Clients may invest in structured products, options, and mutual funds/ETFs, with associated risks disclosed. IWM does not engage in performance-based fees and has no disciplinary events to report. Clients include individuals, trusts, corporations, and pension plans. While there is no minimum portfolio size, there is a minimum annual Program Fee of $9,000. IWM recommends utilizing Charles Schwab for custody and brokerage services, with benefits received through Schwab's program disclosed. The firm has a Code of Ethics in place to prevent the unlawful use of material non-public information. Clients are encouraged to discuss their needs and objectives with IWM, with ongoing reviews conducted at least annually.