Kingswood Wealth Advisors, LLC

Kingswood Wealth Advisors, LLC is a limited liability company established in Nevada in 2016 and registered as an SEC Registered Investment Adviser. The firm offers advisory services to retail and institutional investors through various financial practices across the U.S. Kingswood sponsors a Wrap Fee program allowing clients to trade certain investment products without separate brokerage commissions. Clients' investment portfolios are managed on a discretionary or non-discretionary basis by Kingswood or Third-Party Managers, with primary custodian services provided by Raymond James Financial Services, Inc. The firm charges advisory fees based on a percentage of total assets, typically up to 2.25% annually. Clients must generally maintain a minimum account value of $100,000, with a $20 quarterly fee for accounts falling below this threshold. Kingswood may recommend third-party managers for certain clients, conducting due diligence and monitoring their performance. The firm's investment strategies include long-term and short-term purchases, as well as various asset classes like equity, fixed income, commodities, REITs, and MLPs. Clients are encouraged to review custodial statements and reports provided by Kingswood for transparency and accuracy. Kingswood does not charge performance-based fees and does not vote proxies on behalf of clients. The firm has a Code of Ethics in place to ensure ethical standards are maintained, and it does not engage in principal transactions or cross transactions between client accounts. Kingswood does not have discretionary authority to select broker-dealers or custodians for client accounts, and clients are not obligated to use the custodian recommended by the firm. The firm receives support from product companies and custodians, which may create potential conflicts of interest, but Kingswood is committed to acting in the best interests of its clients.