Platt Wealth Management

Platt Wealth Management, LLC, established in 2018 by Jeffrey S. Platt, offers fee-only investment advisory and financial planning services. The firm primarily manages client assets using mutual funds on a discretionary basis, following client investment objectives outlined in an Investment Policy Statement. Clients may impose restrictions in writing, and PWM provides ongoing portfolio supervision and rebalancing. Financial planning services cover various areas like tax planning, retirement, and estate planning. The firm may recommend retirement rollovers to IRAs managed by PWM, acting as a fiduciary under ERISA laws. Investment management fees range from 0.30% to 0.90% based on assets under management, with a minimum account size of $500,000. PWM does not charge performance-based fees and does not engage in side-by-side management. The firm does not have any disciplinary history and does not participate in wrap fee programs. PWM recommends Charles Schwab as a custodian and does not accept custody of client assets. Clients receive quarterly custodial statements and PWM reports. PWM exercises discretionary authority over client accounts, with clients having the option to impose restrictions. The firm does not vote proxies for clients but may offer advice upon request. PWM does not have custody of client assets and has no financial conditions impairing its ability to meet commitments.