Harvest Capital Strategies LLC

Harvest Capital Strategies LLC, established in September 1999, is a registered investment adviser providing discretionary investment advisory services to private investment funds. The firm, wholly-owned by JMP Holding LLC, offers services to private pooled investment vehicles, including private equity funds. Harvest also provides research services to institutional clients. The firm manages each fund based on specified objectives and conducts due diligence on potential investments. Harvest charges management fees to the funds, typically ranging from 0.25% to 2.00% per quarter. Incentive-based compensation is also paid to affiliated general partners of certain private equity funds. The firm engages in soft dollar arrangements for research services and brokerage, complying with the Section 28(e) safe harbor. Harvest has a Code of Ethics in place, ensuring fair business conduct and preventing conflicts of interest. The firm has custody of fund assets and provides audited financial statements to investors. Harvest exercises investment discretion for the funds and votes proxies based on management recommendations, with procedures to address conflicts of interest. The firm does not charge pre-payment exceeding $1,200 or have any financial conditions impairing its obligations. Harvest has not filed for bankruptcy and maintains compliance with regulatory requirements. For more detailed information, clients can request the firm's proxy voting policies, financial information, and other relevant records.