Sonen Capital LLC

Sonen Capital LLC is a registered investment advisor firm based in San Francisco, CA, established as a privately-held limited liability corporation. The firm specializes in providing fee-based investment advisory and management services, focusing on comprehensive, customized, and multi-strategy investment solutions that integrate social and environmental impact strategies. Sonen offers both discretionary and non-discretionary asset allocation and manager selection services to construct tailor-made portfolios aligned with clients' financial and impact objectives. The firm primarily employs a tactical allocation strategy to manage risk and enhance financial performance while achieving desired social and environmental impacts. Clients of Sonen have a cumulative minimum account requirement of $10 million, although the firm may accept accounts with lower values at its discretion. Sonen charges investment advisory fees ranging up to 2.0% per annum based on the complexity of the investment strategy and account size. The firm may also enter fixed-fee arrangements with clients based on the scope of services provided. Sonen manages client assets totaling over $1 billion as of December 31, 2024, with regulatory assets under management split between discretionary and non-discretionary accounts. Sonen emphasizes ethical conduct and maintains a Code of Ethics to govern personal trading by employees and avoid conflicts of interest. The firm does not receive compensation for client referrals and does not provide voting advice on client securities. Sonen exercises investment discretion over client accounts, subject to agreed-upon objectives and limitations. The firm does not vote proxies for managed account clients and does not solicit prepayment exceeding $1,200 in fees per client. Sonen has no disciplinary history and maintains custody of client assets in certain circumstances, ensuring transparency and accountability in its operations.