R.t. Jones Capital Equities Management Inc.

R.T. Jones Capital Equities Management, Inc. is a Missouri-based firm established in March 1987, specializing in fee-only investment management services for individuals, corporate pension and retirement plans, trusts, and endowments. The firm acts as an ERISA §3(38) investment manager and offers discretionary separate account management services using its proprietary Artesys investment models. Clients have the opportunity to impose certain allowable restrictions on their accounts, subject to the firm's acceptance. As of March 31, 2024, R.T. Jones managed approximately $483,945,816 in client assets on a discretionary basis. The firm's fee structure varies based on the type of account, with management fees ranging from 0.15% to 1.00% for separate account management. R.T. Jones does not charge performance-based fees and primarily serves individuals, corporate pension plans, and fee-only pension consulting services. The firm's investment strategies under the Artesys brand include Offensive and Defensive model portfolios, aiming to balance risk and return through asset allocation and diversification. R.T. Jones discloses disciplinary information related to a cyber-attack in 2013 and has implemented measures to enhance information security. The firm does not take custody of client assets and has discretionary authority over investment decisions. Clients receive quarterly performance reports and have access to periodic reviews of their accounts. R.T. Jones compensates firms for client referrals, creating a potential conflict of interest.