Rockwood Capital Advisors LLC

Rockwood Capital Advisors, LLC is a SEC-registered investment adviser established in 1997, offering investment supervisory services and individual portfolio management. The firm requires a minimum account size of $1 million for separate account management, which may be negotiable. Clients have the option to place reasonable restrictions on their investments, and the firm manages accounts on a discretionary basis. Fees for separate account management are charged as a percentage of assets under management, with invoicing done quarterly based on market value. Rockwood Capital Advisors does not charge performance-based fees and provides services to various types of clients, including pension and profit sharing plans, charitable organizations, corporations, and government entities. The firm's investment strategies include long-term purchases, short-term purchases, and trading, with a focus on fundamental, technical, quantitative, and qualitative analysis. Rockwood Capital Advisors also utilizes third-party money manager analysis. The brochure emphasizes the firm's commitment to compliance with SEC regulations, with designated compliance officers responsible for implementing and monitoring the firm's policies and procedures. The firm's partners and key personnel, including Lisa Longo Wildeisen and Paul David Rapponotti, have strong educational backgrounds and relevant business experience, with CFA designations. There is no reportable disciplinary history for any of the key personnel mentioned.