Prism Advisors, Inc.

Prism Advisors, Inc. is a financial advisory firm based in Studio City, CA, established in 2003 as a corporation and operating as an investment adviser since 2017. The firm specializes in providing asset management and investment consulting services for various clients, including individuals, high net worth individuals, trusts, estates, charitable organizations, pension and profit sharing plans, and corporations. Prism Advisors acts as a fiduciary, always prioritizing clients' best interests. The firm offers services such as Wrap Comprehensive Portfolio Management, Financial Planning & Consulting, and Retirement Plan Consulting. For Wrap Comprehensive Portfolio Management, clients can expect a minimum initial investment of $1,500 to $10,000, with fees not exceeding $500 per hour. Retirement Plan Consulting services are billed on an hourly or flat fee basis, with fees ranging from $1,500 to $10,000, or a percentage of Plan assets under management not exceeding 1.00%. Legacy Asset Management services are available for clients actively involved in security selection, with flat fees ranging from $500 to $10,000 per month. Prism Advisors employs various investment strategies, including asset allocation, alternative investments, fixed income securities, and long-term purchases. The firm uses fundamental, qualitative, and sector analysis to formulate investment advice. Clients have the option to grant investment discretion to the firm, allowing Prism Advisors to execute securities transactions on their behalf. The firm does not charge performance-based fees, accepts clients with no specific account requirements, and does not receive soft dollars in excess of what is allowed by regulations. Prism Advisors recommends the use of Schwab as a custodian/broker and does not receive client brokerage commissions. Clients are encouraged to review account statements from the custodian and can expect annual reviews of their accounts. Prism Advisors does not provide financial information in the brochure as it does not have financial conditions impairing its ability to meet obligations.