Dale Pfeifer

from Westward Investment Advisory
SEC regulated
Regulated Investment Advisor
Dale Pfeifer is a financial advisor based in Kansas, Prairie Village, with 11 years of experience. Dale currently works for Westward Investment Advisory. Dale maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Dale Pfeifer works at Westward Investment Advisory
Westward Investment Advisory is a financial advisory firm based in Prairie Village, Kansas. It currently has approximately $44,228,145 of assets under management and employs about 5 people. Westward Investment Advisory uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and consulting services for fee for service basis.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
5 years
Fee structure
A percentage of assets under your management, hourly charges, fixed fees and consulting services for fee for service basis
Office location
4200 W. 83rd Street, Suite 101, Prairie Village, Kansas, 66208

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