HG
Harold Grubbs
from Financial Management, Inc.
Harold Grubbs is a financial advisor based in Arkansas, Little Rock,
with 42 years of experience. Harold currently works for
Financial Management, Inc..
Harold maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Harold Grubbs works at Financial Management, Inc.
Financial Management, Inc. is a financial advisory firm based in Little Rock, Arkansas. It currently has approximately $102,638,551 of assets under management and employs about 4 people. Financial Management, Inc. uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
4 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
10809 Executive Center Drive, Suite 204, Little Rock, Arkansas, 72211
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