James Ennis

from Focus Financial
SEC regulated
Regulated Investment Advisor
James Ennis is a financial advisor based in Minnesota, Minneapolis, with 35 years of experience. James currently works for Focus Financial. James maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Ennis works at Focus Financial
Focus Financial is a financial advisory firm based in Minneapolis, Minnesota. It currently has approximately $4,090,619,513 of assets under management and employs about 194 people. Focus Financial uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and percentage of assets under management with third party manager.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
17 years
Fee structure
A percentage of assets under your management, hourly charges, fixed fees and percentage of assets under management with third party manager
Office location
1300 Godward Street Ne, Suite 5500, Minneapolis, Minnesota, 55413

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