Lysa Rothenberg

from Capitol Securities Management, Inc.
SEC regulated
Regulated Investment Advisor
Lysa Rothenberg is a financial advisor based in Virginia, Glen Allen, with 35 years of experience. Lysa currently works for Capitol Securities Management, Inc.. Lysa maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Lysa Rothenberg works at Capitol Securities Management, Inc.
Capitol Securities Management, Inc. is a financial advisory firm based in Glen Allen, Virginia. It currently has approximately $1,075,228,681 of assets under management and employs about 175 people. Capitol Securities Management, Inc. uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
33 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
4050 Innslake Drive, Suite 250, Glen Allen, Virginia, 23060

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