Mario Vasquez

from Golden State Wealth Management, LLC
SEC regulated
Regulated Investment Advisor
Mario Vasquez is a financial advisor based in California, South Coast Metro, with 17 years of experience. Mario currently works for Golden State Wealth Management, LLC. Mario maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S66 (Uniform Combined State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Mario Vasquez works at Golden State Wealth Management, LLC
Golden State Wealth Management, LLC is a financial advisory firm based in South Coast Metro, California. It currently has approximately $1,415,233,203 of assets under management and employs about 79 people. Golden State Wealth Management, LLC uses a fee structure of a percentage of assets under your management and financial planning fee.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Combined State Law Examination (S66)
Years registered
4 years
Fee structure
A percentage of assets under your management and financial planning fee
Office location
201 E. Sandpointe Avenue, #460, South Coast Metro, California, 92707

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