Mark Umek

from Empirical Wealth Management
SEC regulated
Regulated Investment Advisor
Mark Umek is a financial advisor based in Washington, Seattle, with 22 years of experience. Mark currently works for Empirical Wealth Management. Mark maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S66 (Uniform Combined State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Mark Umek works at Empirical Wealth Management
Empirical Wealth Management is a financial advisory firm based in Seattle, Washington. It currently has approximately $4,173,413,099 of assets under management and employs about 65 people. Empirical Wealth Management uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and performance-based fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Combined State Law Examination (S66)
Years registered
12 years
Fee structure
A percentage of assets under your management, hourly charges, fixed fees and performance-based fees
Office location
1420 5th Ave, Suite 3150, Seattle, Washington, 98101

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