Nicholas Bauer

from Operose Advisors LLC
SEC regulated
Regulated Investment Advisor
Nicholas Bauer is a financial advisor based in Wisconsin, Milwaukee, with 14 years of experience. Nicholas currently works for Operose Advisors LLC. Nicholas maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Nicholas Bauer works at Operose Advisors LLC
Operose Advisors LLC is a financial advisory firm based in Milwaukee, Wisconsin. It currently has approximately $574,586,928 of assets under management and employs about 11 people. Operose Advisors LLC uses a fee structure of a percentage of assets under your management and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
15 years
Fee structure
A percentage of assets under your management and fixed fees
Office location
731 North Water Street, Suite 790, Milwaukee, Wisconsin, 53202

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