Stephen Garvin

from Sandhill Investment Management
SEC regulated
Regulated Investment Advisor
Stephen Garvin is a financial advisor based in New York, Buffalo, with 39 years of experience. Stephen currently works for Sandhill Investment Management. Stephen maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Stephen Garvin works at Sandhill Investment Management
Sandhill Investment Management is a financial advisory firm based in Buffalo, New York. It currently has approximately $1,609,138,427 of assets under management and employs about 23 people. Sandhill Investment Management uses a fee structure of a percentage of assets under your management, fixed fees and client optional additional bonus.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
14 years
Fee structure
A percentage of assets under your management, fixed fees and client optional additional bonus
Office location
40 Fountain Plaza, Suite 1300, Buffalo, New York, 14202

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