Wesley Cummins

from B. Riley Asset Management LLC
SEC regulated
Regulated Investment Advisor
Wesley Cummins is a financial advisor based in Texas, Dallas, with 24 years of experience. Wesley currently works for B. Riley Asset Management LLC. Wesley maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Wesley Cummins works at B. Riley Asset Management LLC
B. Riley Asset Management LLC is a financial advisory firm based in Dallas, Texas. It currently has approximately $530,844,708 of assets under management and employs about 9 people. B. Riley Asset Management LLC uses a fee structure of a percentage of assets under your management and performance-based fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
3 years
Fee structure
A percentage of assets under your management and performance-based fees
Office location
3811 Turtle Creek Blvd., Suite 2100, Dallas, Texas, 75219

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