Equitycompass Investment Management, LLC

EquityCompass Investment Management, LLC is a registered investment adviser offering portfolio strategies and investment commentary to financial intermediaries and institutions in the United States. Established in 2007 and registered with the SEC since May 5, 2008, EquityCompass is a wholly owned subsidiary of Stifel Financial Corp. The firm is managed by Senior Managing Director Chris Mutascio and Chief Investment Officer Robert Hagstrom. EquityCompass provides non-discretionary investment management services through model portfolios based on research-driven, rules-based processes. They also offer discretionary management services within wrap fee programs. The minimum account size for discretionary services varies by strategy, ranging from $10,000 to $300,000. EquityCompass does not charge performance-based fees and generally serves individuals, trusts, and financial institutions. The firm's investment strategies are a combination of fundamental and quantitative analysis, focusing on wealth accumulation, preservation, and decumulation. Clients receive regular performance reviews and market overviews. EquityCompass does not receive soft dollar benefits and has no financial conditions impairing its ability to meet commitments. The firm acts as a fiduciary for retirement plan clients under ERISA Section 3(21) and accepts compensation in the form of fees. EquityCompass does not receive indirect compensation from securities issuers and selects brokers based on best execution practices.