Alpha Zero LLC

Alpha Zero LLC is a financial advisor firm established in March 2022 by Eric Mechler and Jordan Grabowski. The firm, also known as Alpha Zero Wealth, offers portfolio management services tailored to individual client goals, risk tolerance, and time horizons. Clients receive Investment Policy Statements outlining their current financial situation. The firm requests discretionary authority from clients to make investment decisions in line with fiduciary duties. Services include investment strategy, asset allocation, and risk monitoring. Financial planning and consulting services cover areas such as investment, tax, retirement, and debt planning. The firm primarily advises on mutual funds, fixed income securities, real estate funds, insurance products, equities, and ETFs. Clients are required to have a minimum account size of $100,000, which may be waived. Fees for portfolio management are up to 1.35% annually, while financial planning fees range from $5,000 to $100,000. Clients can terminate agreements within specified periods. The firm acts as a fiduciary, ensuring recommendations are in clients' best interests. Clients have discretion over their investments, and the firm does not participate in wrap fee programs. Alpha Zero LLC has assets under management of $183,214,753 as of December 2024. The firm's investment strategies include cyclical analysis, fundamental analysis, and modern portfolio theory, with a focus on long-term trading, short-term trading, margin transactions, and options trading. Clients are informed of the risks associated with various securities, including mutual funds, ETFs, real estate funds, annuities, and private placements. The firm has a Code of Ethics covering various areas and conducts periodic reviews of client accounts. Clients receive regular reports on their accounts and financial plans. Alpha Zero LLC does not receive economic benefits for advice rendered to clients and does not have financial conditions impairing its ability to meet commitments. The firm has not been subject to bankruptcy petitions in the last ten years.