Opal Capital LLC

Opal Capital LLC is an investment advisor registered with the SEC, established in 2022. The firm primarily offers asset management services as a sub-adviser to third-party investment advisers through various programs. Opal Capital also provides Outsourced Chief Investment Officer (OCIO) services to third-party investment advisers. The firm manages the TrueShares Low Volatility Equity Income ETF (DIVZ). Clients are charged fees based on a percentage of assets under management, with a minimum account size of $100,000. Opal Capital does not participate in wrap fee programs. As of December 31, 2024, the firm had $135,027,899 of discretionary assets under management. Clients have investment discretion and can impose reasonable restrictions on their accounts. Opal Capital does not charge performance-based fees and acts as a fiduciary in clients' best interests. The firm serves various types of clients, including individuals, high net worth individuals, trusts, and corporate retirement plans. Opal Capital uses a variety of methods of analysis and investment strategies, including quantitative methods, technical analysis, and computer models. The firm reviews client accounts periodically and provides quarterly reports. Opal Capital has custody of client assets for fee deduction purposes and can provide investment discretion with client authorization. The firm has a Proxy Voting Policy to ensure voting in clients' best interests. Opal Capital does not receive economic benefits for client referrals and does not engage in principal trading.