Seven Springs Wealth Group, LLC

Seven Springs Wealth Group, LLC is a registered investment adviser based in Brentwood, TN, established in May 2003 as Sailer Financial, Inc., later renamed to Seven Springs Wealth Group LLC in March 2021. The firm specializes in providing financial planning and portfolio management services to high net worth individuals. Services are typically offered on a discretionary basis, with the option for non-discretionary management in limited situations. Clients have the ability to impose restrictions on investing in certain securities. The firm offers financial planning services including budgeting, comprehensive financial plans, company benefits analysis, education planning, insurance needs analysis, and estate planning consulting. Portfolio management services involve continuous supervision of client accounts based on their investment objectives and risk profile. The firm may offer portfolio management through Separate Account Managers (SAM) and a custom core equity account strategy called SSWG Voyage Portfolio. The minimum initial investment for the SSWG Voyage Portfolio typically starts at $250,000. Seven Springs Wealth Group charges fees based on assets under management, with a tiered fee schedule ranging from 1.00% to 0.20% annually. The firm may also charge flat fees based on the size and complexity of the account. Clients are encouraged to consult with a tax professional regarding the tax implications of investments. The firm does not charge performance-based fees or engage in side-by-side account management. Clients include individuals, high net-worth individuals, trusts, estates, foundations, charitable organizations, retirement plans, and business entities. SSWG uses asset allocation modeling and diversified, long-term investment strategies tailored to each client's financial situation and objectives. Clients are responsible for voting proxies on their securities, and the firm does not vote on their behalf. SSWG maintains custody of client funds to the extent of debiting advisory fees and allows for asset transfers with written authorization. The firm has a Privacy Policy in place to protect client information and maintains safeguards to ensure data security.