Aqs Management, LLC

AQS Management, LLC is a Registered Investment Advisor (RIA) based in New York, established in October 2021 by Vivek Verma, who serves as the Chief Investment Officer (CIO) and Chief Compliance Officer (CCO). The firm specializes in offering Investment Supervisory Services, including portfolio management and consulting tailored to individual client goals, risk tolerance, and financial situations. AQS requires discretionary authority from clients to select securities and execute transactions without prior permission for ongoing portfolio monitoring. The firm primarily manages assets through a wrap fee program, with negotiable fees based on the investment strategy selected. AQS also provides market trading signals to unaffiliated Registered Investment Advisors under a separate license agreement. Clients have the option to impose restrictions on investments based on personal values or beliefs, which are documented in the Investment Policy Statement. AQS utilizes various investment strategies, including Tactical Fixed Income, Strategic Equity, Balanced Income, Diversified Income, Aggressive Equity, Adaptive Equity, NexGen Equity, Alpha Opportunity, and Growth Discovery, each with its own risk profile. The firm does not accept performance-based fees and primarily serves individuals, high-net-worth individuals, limited liability companies, families, trusts, and institutional clients. AQS employs fundamental, quantitative, technical, and cyclical analysis in its investment strategies, with a focus on risk management and client-tailored services. The firm does not have any disciplinary actions, and its financial conditions do not impair its ability to meet contractual commitments to clients. AQS does not accept or solicit prepayment of fees exceeding $500 per client, and it does not have any material relationships with issuers of securities.