Top financial advisors in Brooklyn, NY
We've curated a list of the best financial advisors in Brooklyn, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $17,000,000 Number of advisors 2 advisors | |||
| 2 | Assets under management $13,772,243 Number of advisors 1 advisors | |||
| 3 | Assets under management $3,067,807 Number of advisors 1 advisors | |||
| 4 | Assets under management $38,458,071 Number of advisors 3 advisors | |||
| 5 | Assets under management $23,000,000 Number of advisors 2 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Brooklyn, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Oak & Reed Capital Management, LLC
Oak & Reed Capital Management, LLC is a Registered Investment Adviser based in Brooklyn, NY, founded in 2011 by Ravi Malhotra. The firm specializes in providing investment advisory services to individuals, institutions, and various clients. They offer services such as Comprehensive Portfolio Management, Asset Management, Pension Consulting, and Financial Planning/Consulting. The firm manages $17,000,000 on a discretionary basis and $2,000,000 on a non-discretionary basis as of December 31, 2021. Oak & Reed charges fees of up to 2.25% for Comprehensive Portfolio Management and up to 2.00% for Asset Management, billed quarterly based on the account value. They do not offer wrap fee accounts and do not manage accounts using performance-based fees to avoid conflicts of interest. The firm's investment strategies include long-term purchases, short-term purchases, trading, short sales, margin transactions, and option trading. Oak & Reed primarily uses fundamental value analysis, technical analysis, chart-based analysis, and cyclical analysis in their investment decisions. Clients maintain custody of their assets and are responsible for voting proxies and acting on corporate actions. The firm does not have any material disciplinary disclosures or financial impairments that affect its ability to meet client commitments. Ravi Malhotra, the principal owner, is also a licensed life insurance agent.
$17,000,000 under management
2 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Aqs Management, LLC
AQS Management, LLC is a Registered Investment Advisor (RIA) based in New York, established in October 2021 by Vivek Verma, who serves as the Chief Investment Officer (CIO) and Chief Compliance Officer (CCO). The firm specializes in offering Investment Supervisory Services, including portfolio management and consulting tailored to individual client goals, risk tolerance, and financial situations. AQS requires discretionary authority from clients to select securities and execute transactions without prior permission for ongoing portfolio monitoring. The firm primarily manages assets through a wrap fee program, with negotiable fees based on the investment strategy selected. AQS also provides market trading signals to unaffiliated Registered Investment Advisors under a separate license agreement. Clients have the option to impose restrictions on investments based on personal values or beliefs, which are documented in the Investment Policy Statement. AQS utilizes various investment strategies, including Tactical Fixed Income, Strategic Equity, Balanced Income, Diversified Income, Aggressive Equity, Adaptive Equity, NexGen Equity, Alpha Opportunity, and Growth Discovery, each with its own risk profile. The firm does not accept performance-based fees and primarily serves individuals, high-net-worth individuals, limited liability companies, families, trusts, and institutional clients. AQS employs fundamental, quantitative, technical, and cyclical analysis in its investment strategies, with a focus on risk management and client-tailored services. The firm does not have any disciplinary actions, and its financial conditions do not impair its ability to meet contractual commitments to clients. AQS does not accept or solicit prepayment of fees exceeding $500 per client, and it does not have any material relationships with issuers of securities.
$13,772,243 under management
1 advisor
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Signal Provider
Meta Investment Management Company LLC
Meta Investment Management Company LLC, established in January 2021, is a registered investment adviser specializing in portfolio management services through an interactive website. The firm offers the Meta Investment Management Company Wrap Program, a wrap fee program allowing clients to invest in various products without separate brokerage commissions. Clients' portfolios are managed on a discretionary basis, tailored to individual risk tolerance and investment objectives. The Program fee ranges from 0.50% to 1.50% based on portfolio value, charged quarterly. MIMCO utilizes fundamental, technical, cyclical, and behavioral finance analysis methods, following a Modern Portfolio Theory derivative. The firm's investment process aims for long-term capital appreciation and income with lower volatility than the S&P 500. Clients have the flexibility to make additions and withdrawals from their accounts, subject to customary settlement procedures. MIMCO's Code of Ethics ensures fair practices, and the firm receives economic benefits from its brokerage services provider, Shareholders Service Group. The firm does not have performance-based fees, and its principal executive officer is Michael Y. Stoynov. MIMCO does not have any disciplinary events or material relationships with securities issuers.
$3,067,807 under management
1 advisor
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Square Wave Capital
Square Wave Capital, LLC is an investment advisory firm founded in October 2021 by Ryan Ashayeri. The firm specializes in providing investment advisory services to a single managed account and a private fund, focusing on capital appreciation through long and short positions in publicly traded securities of technology and growth companies. Square Wave primarily serves individuals and qualified purchasers, offering services subject to specific investment objectives and restrictions outlined in client agreements. The firm manages $104,721,000 in discretionary and non-discretionary assets. Clients are charged a management fee of 0.25% of the net asset value quarterly, along with performance-based fees. Square Wave is a fiduciary and registered with the SEC, with no material disciplinary events. The firm's investment strategies are research-driven, long-term focused, and involve fundamental analysis. Square Wave has a Code of Ethics to address conflicts of interest and ensures fair allocation of investment opportunities among clients. The firm may use soft dollars for research and brokerage services and has custody of fund clients' assets. Clients receive regular reports and have access to audited financial statements. Square Wave has established proxy voting policies and procedures to ensure votes are in clients' best interests. The firm has no financial conditions impairing its ability to meet commitments and has not been involved in bankruptcy proceedings in the past 10 years.
$38,458,071 under management
3 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Barrel Park Investments
Barrel Park Investments is a financial advisory firm based in Brooklyn, New York. It currently has approximately $23,000,000 of assets under management and employs about 2 people. Barrel Park Investments uses a fee structure of and a percentage of assets under your management.
$23,000,000 under management
2 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Investment Companies
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Brooklyn, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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