Plotkin Financial Advisors, LLC

Plotkin Financial Advisors, LLC is an SEC-registered investment adviser established in 2003 by Shimshon Plotkin, with Oceanview Consultants, LLC becoming the owner in 2024. The firm offers financial planning, portfolio management, and wealth management services, tailored to individual client needs. Clients are encouraged to participate in annual reviews, and financial plans are reviewed annually to ensure alignment with changing circumstances. The firm provides financial planning services either as part of portfolio management or as a standalone service, with fees for the initial plan at $1,000 and $800 annually for updates. Portfolio management services are customized to each client, utilizing model portfolios and a wrap fee program through Charles Schwab & Co. The firm offers asset management services on a discretionary and nondiscretionary basis, with a focus on equity securities, fixed income securities, and ETFs. PFA does not charge performance-based fees or provide side-by-side management. The firm prefers clients to have a minimum account size of $500,000 and does not vote client securities proxies. PFA does not vote proxies or class action lawsuits on behalf of clients and does not have any financial impairments that would prevent meeting contractual commitments. Clients maintain exclusive responsibility for voting proxies and making elections regarding their investment assets.