Sws Partners, LLC

SWS Partners, LLC is an Ohio-based financial advisory firm established in November 2015, offering personalized financial planning, investment management, and consulting services to various clients, including individuals, multi-family offices, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. The firm primarily manages client accounts on a discretionary basis but can accommodate non-discretionary requests. SWS specializes in providing tailored investment strategies to meet individual goals and objectives, focusing on asset allocation, portfolio monitoring, and quarterly reporting. The firm offers services such as Wealth Management, Investment Management, Financial Planning, and Multi-Family Office services. SWS also provides Institutional Asset Management and Outsourced Chief Investment Officer services to other investment advisers and large institutions. The firm's fee structure varies based on the service provided, with fees typically paid quarterly in advance. SWS engages in soft dollar arrangements for research services and has policies in place to address trade errors and ensure best execution practices. The firm has no disciplinary history and maintains custody of client assets through established custodians. SWS has discretionary authority over client accounts and does not accept authority to vote client securities unless agreed upon in writing. The firm has not been involved in any bankruptcy proceedings.