Keating Wealth Management, LLC

Keating Wealth Management, LLC is a financial advisory firm established in March 2014 and operational since September 2015. The firm offers investment supervisory services on a discretionary or non-discretionary basis, with a focus on creating asset allocation strategies and investment portfolios tailored to individual client goals. Keating Wealth Management typically recommends broadly diversified, low-cost index exchange-traded funds for client portfolios and does not participate in wrap fee programs. The firm manages a total of $202,684,639 for 43 clients as of December 31, 2023, with asset-based fees ranging from 0.40% to 1.00% based on the assets under management. Clients are responsible for third-party fees, and the firm does not accept compensation for the sale of securities. Keating Wealth Management typically serves high-net-worth individuals with a minimum relationship size of $5 million, which may be waived. The firm employs fundamental analysis for asset evaluation and designs portfolios heavily skewed towards marketable securities. Clients are informed about the risks involved in investing, and the firm emphasizes acting in the best interest of clients as a fiduciary. Keating Wealth Management does not recommend individual securities in which the firm or its representatives have a financial interest. The firm requires clients to use Schwab Institutional as custodian and does not aggregate securities for multiple clients. Clients receive regular portfolio reviews and are kept informed about their accounts through transaction confirmations and statements from the custodian. Keating Wealth Management provides discretionary investment advisory services and does not accept voting authority for client securities.