Top 10 financial advisors in Colorado
We've curated a list of the best financial advisors in Colorado, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $18,136,850,167 Number of advisors 1047 advisors | |||
| 2 | Assets under management $6,700,969,380 Number of advisors 14 advisors | |||
| 3 | Assets under management $4,642,316,327 Number of advisors 200 advisors | |||
| 4 | Assets under management $3,473,342,216 Number of advisors 38 advisors | |||
| 5 | Assets under management $3,429,185,971 Number of advisors 56 advisors | |||
| 6 | Assets under management $2,508,695,937 Number of advisors 153 advisors | |||
| 7 | Assets under management $2,456,848,884 Number of advisors 28 advisors | |||
| 8 | Assets under management $2,432,969,986 Number of advisors 27 advisors | |||
| 9 | Assets under management $2,202,238,420 Number of advisors 18 advisors | |||
| 10 | Assets under management $2,201,893,915 Number of advisors 26 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Colorado, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
Cetera Advisors LLC
Cetera Advisors LLC is a financial advisory firm based in Greenwood Village, Colorado. It currently has approximately $18,136,850,167 of assets under management and employs about 1047 people. Cetera Advisors LLC uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and commissions.
$18,136,850,167 under management
1047 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Commissions
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
1888 Investments, LLC
1888 Investments, LLC is an investment adviser registered with the SEC since 2020, providing discretionary investment management services to high-net-worth individuals, family offices, trusts, charitable organizations, and corporate entities. The firm also manages privately offered investment vehicles. Clients invest in a variety of funds managed by third-party or affiliated managers, pursuing strategies such as a portable alpha strategy and investing in hedge funds, private equity, real estate, and cryptocurrency. The firm does not participate in wrap fee programs and had approximately $5.8 billion in discretionary regulatory assets under management as of December 31, 2024. Fees are detailed in Advisory Agreements and Fund Governing Documents, including incentive fees based on fund performance. 1888's investment strategies involve a mix of quantitative and qualitative analysis, focusing on people, security selection, and risk management. The firm discloses potential risks associated with its strategies, including leverage, short selling, fixed-income investments, derivatives, and investments in emerging fund managers. 1888 has a Code of Ethics for personal securities transactions and complies with regulatory requirements for custody, investment discretion, and proxy voting. The firm discloses affiliations with Koch, Inc. and its affiliates, with policies in place to mitigate potential conflicts of interest. No disciplinary events involving the firm or its employees have occurred in the past 10 years.
$6,700,969,380 under management
14 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Geneos Wealth Management, Inc.
Geneos Wealth Management, Inc. is an SEC registered investment advisor offering services under the Axiom wrap fee program, providing continuous investment advice based on selected models. The Axiom program is a Unified Managed Account allowing clients to choose multiple portfolio strategist models managed within a single account. Geneos rebalances portfolios and takes instructions from advisors for specific trades. The firm offers various asset types, including mutual funds, equities, bonds, and more. Clients must have a minimum account size of $5,000 for Axiom accounts, with a quarterly small account fee of $20 for accounts under $50,000. Geneos charges a percentage of assets under management as fees, with some portfolio strategists receiving a portion. The firm does not charge performance-based fees and does not engage in side-by-side management. Geneos primarily uses fundamental analysis for investment strategies, focusing on long and short-term purchases, asset allocation, and sector rotation. The firm does not provide proxy voting services, and client-specific information is not shared with portfolio strategists. Clients have no direct contact with strategists. Geneos' Code of Ethics ensures fair and full disclosure, and representatives must act in clients' best interests. Account reviews are ongoing, and clients receive statements regularly. Dean Rager, the Chief Operations Officer, has no disciplinary history and engages in non-investment activities. Supervision is overseen by the Chief Compliance Officer.
$4,642,316,327 under management
200 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Shelton Capital Management
Shelton Capital Management is a financial advisory firm based in Denver, Colorado. It currently has approximately $3,473,342,216 of assets under management and employs about 38 people. Shelton Capital Management uses a fee structure of and a percentage of assets under your management.
$3,473,342,216 under management
38 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Crestone Asset Management LLC
Crestone Asset Management LLC, established in 2001, is a full-service wealth management firm specializing in investment advisory services for ultra-high-net-worth clients and families. As a subsidiary of Pathstone Family Office, Crestone offers services such as asset allocation, portfolio construction, and investment selection. Clients can opt for Family Office Client Services, Investment Advisory Client Services, Pre-Transaction Client Services, Family Foundation Services, or Partnership Investor Services. Crestone tailors its services based on each client's needs, creating customized Investment Policy Statements (IPS) to guide investment decisions. Clients have the option to grant limited discretion over their accounts, allowing Crestone to manage investments within agreed-upon parameters. Crestone's investment philosophy focuses on diversification among asset classes and investment managers to reduce risk and increase returns. The firm offers socially responsible investing options and emphasizes disciplined investment processes. Crestone charges fees based on a percentage of assets under management, with minimum annual fees varying based on the service provided. Clients have access to detailed quarterly reporting and account reviews. Crestone does not receive compensation for client referrals and does not participate in wrap fee programs. The firm does not have any disciplinary events to disclose and acts as a fiduciary to its clients. Clients have custody of their assets held in brokerage accounts, with qualified custodians sending account statements directly to clients. Crestone does not have authority to vote on client securities and does not receive soft dollar benefits from broker-dealers. Clients can choose their broker-dealer for securities transactions. Crestone provides detailed information on investment discretion, financial industry activities, and investment strategies to ensure transparency and client understanding.
$3,429,185,971 under management
56 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Western Wealth Management LLC
Western Wealth Management LLC is a financial advisory firm based in Golden, Colorado. It currently has approximately $2,508,695,937 of assets under management and employs about 153 people. Western Wealth Management LLC uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
$2,508,695,937 under management
153 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Educational Seminars/workshops
Bok Financial Private Wealth, Inc.
BOK Financial Private Wealth, Inc. is a registered investment adviser offering investment management and supervisory services, as well as financial planning through its affiliate BOKF, NA. Founded in 1996 as The Milestone Group, Inc., it was acquired by BOK Financial Corporation in 2012. The firm primarily manages advisory accounts on a discretionary basis, tailoring services to individual client needs. The minimum recommended account size is $2.5 million, with discretion to accept lower amounts on a case-by-case basis. As of December 31, 2024, the firm managed over $3 billion in assets. Services include wealth advisory, financial planning, and specialized investment management. The firm's investment strategies are guided by client objectives and risk tolerance, with a focus on diversification and asset allocation. The firm does not charge performance fees and acts as a fiduciary for clients. Clients may request proxy voting services, and the firm engages a third party for proxy voting decisions. Clients are responsible for voting proxies unless they delegate this responsibility. The firm does not foresee any financial issues that would impact client commitments. For further details, clients can contact the Chief Compliance Officer, Mark Marrone.
$2,456,848,884 under management
28 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Marsico Capital Management, LLC
Marsico Capital Management, LLC is a financial advisory firm based in Denver, Colorado. It currently has approximately $2,432,969,986 of assets under management and employs about 27 people. Marsico Capital Management, LLC uses a fee structure of and a percentage of assets under your management.
$2,432,969,986 under management
27 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Swan Global Investments, LLC
Swan Global Investments, LLC, established in 1997, is an independent SEC Registered Investment Advisor based in Durango, CO. The firm specializes in offering and managing The Defined Risk Strategy for individuals, institutions, and other investment advisor firms. Swan provides discretionary investment management through the Defined Risk Strategy, designed to protect investors from market declines, provide income in various market conditions, and benefit from market appreciation. The firm manages assets totaling $2.4 billion as of March 1, 2025, across Separately Managed Accounts, Overlay Accounts, mutual funds, and ETFs. Clients can invest with a minimum account size of $250,000, which may be waived at the firm's discretion. Swan charges a negotiable asset-based fee ranging from 0.50% to 1.25% per annum, applied on a daily, monthly, or quarterly basis. The firm acts as a sub-advisor to other advisors for their clients, providing substantially similar management to wrap fee clients. Swan does not sponsor wrap fee programs but participates in programs where its strategy is incorporated. Swan's investment philosophy is centered on the Defined Risk Strategy, utilizing hedged equity index-based strategies with an option income component to manage risk and returns. The firm's investment team oversees the portfolio management process, with a focus on risk management and trade execution. Swan emphasizes the importance of risk mitigation through options and diversification, aiming to provide downside protection and positive returns in various market conditions.
$2,202,238,420 under management
18 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Transform Wealth, LLC
Transform Wealth, LLC is a registered investment advisor established in 2011, offering fee-only wealth management, financial planning, and consultation services. As a fiduciary advisor, Transform Wealth is committed to acting in clients' best interests, providing a professional standard of care, loyalty, and transparent fee structures. The firm is managed by Nathan Kubik and David Kubik and is part of the Focus Financial Partners, LLC partnership. Transform Wealth's investment strategies include a mix of asset classes tailored to individual client needs, with a focus on liquidity, diversification, and risk analysis. The firm manages discretionary and non-discretionary accounts, with a minimum portfolio size requirement of $500,000 for wealth management services. Transform Wealth primarily uses Charles Schwab & Co. as its custodian and does not receive soft dollar benefits. The firm does not have any performance-based fee clients and has not been subject to any disciplinary events in the past ten years. Transform Wealth does not accept compensation for recommending securities or products and maintains a Code of Ethics to ensure ethical conduct. The firm does not offer wrap fee programs and had discretionary assets under management of $3,004,776,502 as of December 31, 2024. For more details, clients can refer to Transform Wealth's brochure or contact the firm directly.
$2,201,893,915 under management
26 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Performance-based fees
ASSETS ON 3RD PARTY PLATFORMS. SEE 5.D.
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Sub-advisory Services, Credit And Cash Management Solutions
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Colorado, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
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