Ophir Asset Management Us LLC

Ophir Asset Management US LLC, based in Denver, Colorado, is wholly owned by Ophir Asset Management Pty Ltd., a specialist investment management business focusing on listed equities. Ophir US provides research and advisory services to Ophir AU for the Global Funds, Australian-domiciled pooled investment vehicles. Ophir US manages assets on a discretionary basis, with combined assets under management of US$964,946,767 as of December 31, 2024. Ophir US is compensated by Ophir AU via a cost reimbursement calculation and does not charge fees directly to clients. The firm's investment strategy focuses on a concentrated portfolio of equity securities issued by growth companies within the small- and mid-cap space, employing a fundamental, bottom-up research approach. Ophir's investment process includes company visitation, qualitative assessment, management evaluation, financial modeling, and valuation. Risks associated with Ophir's equity-focused strategy include market fluctuations, currency exchange rates, individual investment risk, and risks of investing in small and mid-cap issuers. Ophir US exercises investment discretion for the Global Funds, with joint management by portfolio managers in the US and Australia. The firm has no disciplinary information, engages in soft dollar agreements for research, and does not have custody of client assets. Ophir US has policies in place for best execution, broker selection, aggregation, and allocation of trades. The firm reviews client accounts regularly, exercises voting rights on client securities, and has not filed for bankruptcy.