Mountain Peak Wealth Advisors, LLC

Mountain PEAK Wealth Advisors LLC is a registered investment advisor located in Fort Wayne, Indiana. The firm was established in August 2016 and is owned and operated by Jeffrey K. Presley, who serves as the President and Chief Compliance Officer. Mountain PEAK specializes in offering investment advisory services to individuals, high net worth individuals, trusts, and estates. As a fiduciary, the firm upholds a duty of loyalty, fairness, and good faith towards each client. Investment management services provided by Mountain PEAK include customized wealth management solutions, discretionary and non-discretionary investment management, and financial planning services. The firm may utilize low-cost, diversified mutual funds, exchange-traded funds (ETFs), individual stocks, bonds, or options contracts to meet clients' investment goals. Mountain PEAK does not manage or place client assets into a wrap fee program. As of December 31, 2024, the firm manages $70,316,767 in client assets, with $68,722,484 managed on a discretionary basis and $1,594,283 on a non-discretionary basis. The firm charges investment advisory fees based on a tiered schedule depending on the assets under management. Clients may also be offered fixed fees or hourly fees for financial planning services. Mountain PEAK does not charge performance-based fees and does not manage proprietary investment funds. The firm primarily employs fundamental, technical, cyclical, and charting analysis methods in developing investment strategies. Clients have the opportunity to place reasonable restrictions on the types of investments held in their portfolios. The firm does not accept or maintain custody of client funds, except for the deduction of advisory fees. Clients receive quarterly brokerage statements from the custodian. Mountain PEAK has implemented a Code of Ethics and maintains a high level of transparency and communication with clients. The firm's Privacy Policy ensures the security and confidentiality of clients' personal information and details how information is collected, shared, and protected. Clients have the right to limit some sharing of personal information and can request a copy of the Privacy Policy annually.