Arrowhead Investment Management LLC

Arrowhead Investment Management LLC, located in Greenwich, CT, was established to provide investment supervisory services primarily to private funds. As of December 31, 2024, the firm managed approximately $143 million. Arrowhead focuses on making long-term mezzanine debt and equity-related investments in private companies. The firm's investment process involves thorough due diligence, credit review, and ongoing monitoring of portfolio companies. Arrowhead's investment strategy aims to provide capital appreciation and income by investing in private companies through various securities. The firm's principals actively source and evaluate investment opportunities, with final investment approval resting with the Investment Committee. Arrowhead may reduce Advisory Fees based on fees received from portfolio companies. The firm's Code of Ethics ensures professional conduct and personal trading procedures. Arrowhead may engage in co-investments and has policies in place to address potential conflicts of interest. The firm does not utilize soft-dollar benefits or referral arrangements with broker-dealers. Arrowhead provides regular reporting to investors and maintains custody of client funds. The firm exercises investment discretion for the Funds and has implemented policies for the voting of client securities. Arrowhead aims to manage potential conflicts of interest and maximize returns for its Funds. For further details, interested parties can request additional information directly from Arrowhead.