Top 10 financial advisors in Connecticut
We've curated a list of the best financial advisors in Connecticut, take a look at it below.
| # | Company | Assets under management | Number of advisors | |
|---|---|---|---|---|
| 1 | Assets under management $63,091,225,004 Number of advisors 100 advisors | |||
| 2 | Assets under management $10,509,771,788 Number of advisors 17 advisors | |||
| 3 | Assets under management $6,844,931,440 Number of advisors 48 advisors | |||
| 4 | Assets under management $6,465,784,457 Number of advisors 80 advisors | |||
| 5 | Assets under management $4,040,785,921 Number of advisors 67 advisors | |||
| 6 | Assets under management $3,686,020,150 Number of advisors 8 advisors | |||
| 7 | Assets under management $3,268,894,087 Number of advisors 57 advisors | |||
| 8 | Assets under management $3,238,833,400 Number of advisors 17 advisors | |||
| 9 | Assets under management $2,605,166,037 Number of advisors 26 advisors | |||
| 10 | Assets under management $1,938,505,126 Number of advisors 13 advisors |
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Connecticut, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Comparing a company's EPS to industry averages and historical data provides a more comprehensive perspective. Still, other factors must also be considered, including the company’s growth prospects, industry dynamics, and the competitive landscape.
New England Asset Management, Inc.
New England Asset Management, Inc. is a registered investment adviser specializing in providing asset management services primarily to the insurance industry. Established in 1984, NEAM is a subsidiary of General Re Corporation, wholly owned by Berkshire Hathaway Inc. NEAM offers a range of services, including asset management, fixed income mandates, high yield strategies, preferred securities strategy, structured products yield enhancement strategy, equity mandates, investment accounting and reporting services, enterprise capital strategy services, and more. NEAM's investment strategies involve a comprehensive investment process, including investment policy, client strategy, execution, and controls. The firm charges fees based on specific services provided, with fees negotiable and subject to annual minimums. NEAM acts as a fiduciary, providing discretionary investment management services to clients, with assets under management totaling $100.5 billion as of December 31, 2022. The firm discloses potential conflicts of interest related to revenue-sharing arrangements with affiliated entities and provides detailed information on its investment strategies, risk factors, and client reporting practices. NEAM's Code of Ethics emphasizes client interests, and the firm does not compensate third parties for client referrals. Clients have the option to direct brokerage, and NEAM exercises investment discretion for client accounts. The firm follows a best execution policy, monitors accounts regularly, and votes proxies in the best interests of clients. NEAM has no disciplinary history and maintains sound financial standing.
$63,091,225,004 under management
100 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Publication Of Periodicals Or Newsletters
Stonebridge Advisors LLC
Stonebridge Advisors LLC is a financial advisor firm based in Wilton, CT, with a team of experienced professionals. Robert Allen Wolf, the Executive Vice President and Chief Investment Officer, has over twenty-five years of fixed-income experience and leads the investment committee, overseeing investment policies and strategies for portfolio management activities. Eric D. Weaver, the Executive Vice President and Chief Strategist, has over seventeen years of investment management experience and focuses on overseeing investment strategy, security selection, and portfolio construction. Angelo Dominick Graci, the Executive Vice President, Head of Credit Research, and Portfolio Manager, brings over 20 years of credit and equity research experience, specializing in financial sectors. The firm's President and Chief Executive Officer, Scott Thomas Fleming, is the final decision-maker for all aspects of the business. The advisors are subject to the Stonebridge Code of Ethics, enforced by the Chief Compliance Officer. Stonebridge Advisors LLC does not have any disciplinary information, other business activities, or additional compensation arrangements disclosed. Clients can reach out to Mr. Fleming for any inquiries.
$10,509,771,788 under management
17 advisors
Fee structure
A percentage of assets under your management
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Bradley Foster & Sargent Inc
Bradley, Foster & Sargent, Inc. is an investment adviser firm based in Hartford, Connecticut, established in July 1994. The firm specializes in providing investment advisory services for individuals, families, non-profits, institutions, mutual funds, and private investment funds. They offer personalized investment programs tailored to individual client requirements, focusing on equity securities, corporate debt securities, mutual fund shares, and more. As of December 31, 2022, the firm managed 4,294 accounts totaling approximately $5.628 billion in assets. Clients are charged fees based on a percentage of assets under management, with minimum annual fees negotiable for individually managed accounts. The firm acts as a fiduciary, offering discretionary account management services and voting client securities in their best interests. Investment strategies include capital preservation, commitment to equities, reasonable pricing, diversification, and a long-term investment approach. The firm's investment process involves fundamental and technical analysis, event-driven purchasing and selling, and thorough research. Clients receive quarterly portfolio appraisals and have the option to request reviews of their accounts at any time. Bradley, Foster & Sargent, Inc. has no disciplinary history and maintains a Code of Ethics to ensure ethical conduct in all dealings.
$6,844,931,440 under management
48 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Educational Seminars/workshops
New Edge Wealth
New Edge Wealth is a financial advisory firm based in Stamford, Connecticut. It currently has approximately $6,465,784,457 of assets under management and employs about 80 people. New Edge Wealth uses a fee structure of a percentage of assets under your management, fixed fees and commissions.
$6,465,784,457 under management
80 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Commissions
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Gyl Financial Synergies, LLC
GYL Financial Synergies, LLC, based in West Hartford, Connecticut, is a registered investment adviser specializing in offering investment advisory and portfolio management services through its GYL Program. Established in 2016, the firm primarily allocates client assets among various investment options, including mutual funds, ETFs, stocks, bonds, and independent investment managers. Clients are charged annualized fees based on a percentage of their portfolio value, up to 1.20%. GYL also offers services on an unwrapped basis, with separate charges for portfolio management and execution. The firm has a business arrangement with SCS Capital Management LLC, allowing clients to invest in certain private investment vehicles managed by SCS. GYL discloses potential conflicts of interest, such as soft dollar arrangements and benefits received from Fidelity and Schwab. The firm's investment strategies include long-term approaches based on Modern Portfolio Theory, actively managed strategies like the Yield Enhanced Strategy and Focus Strategy, and recommendations for alternative investments. GYL also provides fiduciary and non-fiduciary consulting services, including financial planning and institutional consulting. Clients include individuals, high net worth individuals, institutions, and various plans. GYL emphasizes client communication, account reviews, and compliance with its Code of Ethics. For additional services like aging life care and family office services, the firm charges separate fees. Clients can access a Chief Compliance Officer for any questions or concerns regarding the firm's practices and disclosures.
$4,040,785,921 under management
67 advisors
Fee structure
A percentage of assets under your management
Hourly charges
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Pension Consulting Services
Selection Of Other Advisers
Publication Of Periodicals Or Newsletters
Educational Seminars/workshops
Credit And Cash Management Solutions And Insurance Solutions
Northeast Financial
Northeast Financial is a financial advisory firm based in Westport, Connecticut. It currently has approximately $3,686,020,150 of assets under management and employs about 8 people. Northeast Financial uses a fee structure of a percentage of assets under your management and fixed fees.
$3,686,020,150 under management
8 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Selection Of Other Advisers
Sprott Asset Management Usa Inc.
Sprott Asset Management Usa Inc. is a financial advisory firm based in Darien, Connecticut. It currently has approximately $3,268,894,087 of assets under management and employs about 57 people. Sprott Asset Management Usa Inc. uses a fee structure of a percentage of assets under your management and performance-based fees.
$3,268,894,087 under management
57 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Cardinal Capital Management, L.l.c.
Cardinal Capital Management, L.L.C. is a Greenwich, Connecticut-based SEC Registered Investment Adviser established in April 1995. The firm, owned by Managing Partners Eugene Fox, III, and Robert B. Kirkpatrick, CFA, offers discretionary advisory services to individuals, institutions, and investment vehicles. Cardinal specializes in value-oriented investing in U.S. listed equity securities within small and SMID cap categories. The firm tailors services to meet individual client needs, including customized restrictions. Cardinal participates in wrap fee programs and model-based Managed Accounts Programs. As of June 14, 2024, the firm managed $386,263,987 in client assets on a discretionary basis and provided advice on $40,976,160 of assets under advisement through UMAs. The minimum initial investment for separate accounts is $5 million, with fees ranging from 0.70% to 1.00% based on account size. The firm acts as a fiduciary and provides detailed information on its investment strategies, risk factors, and financial industry activities. Clients have investment discretion, and the firm follows a disciplined, bottom-up fundamental investment process. Cardinal integrates ESG factors into its analysis and emphasizes long-term value growth with reduced risk. The firm's Code of Ethics prioritizes client interests and fair dealing. Cardinal does not act as a custodian and has no adverse financial conditions.
$3,238,833,400 under management
17 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Pooled Investment Vehicles
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Coastal Bridge Advisors
Coastal Bridge Advisors is a financial advisory firm based in Westport, Connecticut. It currently has approximately $2,605,166,037 of assets under management and employs about 26 people. Coastal Bridge Advisors uses a fee structure of a percentage of assets under your management and fixed fees.
$2,605,166,037 under management
26 advisors
Fee structure
A percentage of assets under your management
Fixed fees
Services offered
Financial Planning Services
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Selection Of Other Advisers
Credit And Cash Management Solutions
Harvest Volatility Management, LLC
Harvest Volatility Management, LLC (HVM) is an investment advisor based in Norwalk, Connecticut, established on March 12, 2008. The firm specializes in providing investment advisory services on a discretionary basis to clients, including separately managed accounts, investment companies, and corporations. HVM's investment strategies include the Collateral Yield Enhancement Strategy (CYES), Dynamic Delta Overlay Strategy (DDOS), and Delta Lite (DLIT), focusing on option-based overlay strategies to generate incremental cash flow and improve risk-adjusted returns. HVM exercises broad investment discretion as outlined in the Governing Documents. The firm charges management fees ranging from 0.25% to 0.85%, with fees based on the account value or mandate size. Additionally, HVM may receive performance-based fees and other compensation, subject to a loss carryforward provision. The firm does not have custody of client assets, which are held by a custodian chosen by the client. HVM operates under a Code of Ethics to prioritize client interests and comply with applicable securities laws. The firm has implemented policies to address conflicts of interest and regularly reviews client accounts to ensure adherence to investment guidelines and performance evaluation.
$1,938,505,126 under management
13 advisors
Fee structure
A percentage of assets under your management
Performance-based fees
REVENUE SHARE WITH ANOTHER INVESTMENT ADVISER
Services offered
Portfolio Management For Individuals And/or Small Businesses
Portfolio Management For Investment Companies
Portfolio Management For Businesses (other Than Small Businesses) Or Institutional Clients (other Than Registered Investment Companies And Other Pooled Investment Vehicles And)
Commitment
We've gathered and simplified publicly available information about financial advisors across the U.S. to help you make informed decisions. While we don't directly connect you with these listed advisors, we do offer a simple, reliable service to match you with trusted, pre-vetted advisors registered on our platform — saving you time and effort.
Get matched with an advisorMethodology
To find the top financial advisors in Connecticut, we first identified all firms registered with the SEC in the area. Rather than ranking firms purely by size, we excluded firms that don’t offer financial planning or portfolio management services, ensuring the list is relevant to individuals. We then ranked the remaining firms by assets under management (AUM) and the services they provide.
Top advisors in Connecticut
AvonBloomfieldBristolCheshireDarienEast HartfordEssexFairfieldFarmingtonGlastonburyGreenwichGrotonGuilfordHartfordKillingworthManchesterMilfordNew CanaanNew HavenNorwalkOld GreenwichOld LymeRidgefieldSheltonSimsburySouthburySouth NorwalkStamfordVernonWallingfordWest HartfordWestportWethersfieldWiltonIt's quick and easy to find the right financial advisor for you
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