Salzinger Sheaff Brock, LLC

Salzinger Sheaff Brock, LLC is a federally registered investment adviser established in 2009, based in Indianapolis, Indiana. The firm specializes in providing investment supervisory services, financial planning, and consulting services. They offer portfolio management services using asset allocation portfolios with up to 30 different types of securities. The firm's investment strategies include long-term purchases, short-term purchases, and option writing. Clients have the opportunity to place reasonable restrictions on their investments, and the firm manages accounts on a discretionary basis guided by client objectives. Salzinger Sheaff Brock, LLC charges a maximum advisory fee rate of 0.96% annually based on assets under management, with a minimum initial investment of $200,000. The firm acts as a fiduciary for retirement plan accounts and individual retirement accounts, ensuring recommendations are in the client's best interest. Salzinger Sheaff Brock, LLC does not participate in soft dollar arrangements and requires clients to retain responsibility for voting account securities. The firm does not vote proxies or exercise rights on behalf of clients. Salzinger Sheaff Brock, LLC does not have custody of client assets but has the authority to deduct fees from client accounts. Clients receive quarterly reports summarizing account performance, balances, and holdings. The firm does not receive benefits from third parties for providing investment advice to clients. Salzinger Sheaff Brock, LLC recommends the use of Charles Schwab & Co., Inc. as a custodian and broker, providing clients with access to a broad range of investment products and services. The firm does not participate in soft dollar arrangements and allows clients to direct brokerage. Salzinger Sheaff Brock, LLC has established error correction procedures to resolve trade errors and ensures clients are made whole in case of errors. The firm does not vote proxies or exercise rights on behalf of clients. Salzinger Sheaff Brock, LLC does not have custody of client assets but has the authority to deduct fees from client accounts. Clients receive quarterly reports summarizing account performance, balances, and holdings. The firm does not receive benefits from third parties for providing investment advice to clients. Salzinger Sheaff Brock, LLC recommends the use of Charles Schwab & Co., Inc. as a custodian and broker, providing clients with access to a broad range of investment products and services. The firm does not participate in soft dollar arrangements and allows clients to direct brokerage. Salzinger Sheaff Brock, LLC has established error correction procedures to resolve trade errors and ensures clients are made whole in case of errors.